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1. Which of the following options are examples of nonpublic records that are generally considered to be private and confidential in most jurisdictions?
A) An individual's divorce records.
B) An individual's real property records.
C) An individual's bankruptcy court records.
D) An individual's banking records.
2. Assuming that a jurisdiction has prohibited pretexting with financial institutes, which of the following actions would constitute illegal pretexting?
A) Withdrawing another person ' s funds using a stolen bank account number and PIN
B) Making purchases with a credit card account under a fictitious identity
C) Falsely claiming to be the spouse of an account holder to access bank records
D) Digging through a person ' s trash to obtain their bank account information
3. Al needs to know the location of the principal office and the initial shareholders of a company he is investigating. Which of the following would be the BEST source of this reformation?
A) The contractual documents regarding real properly owned by the corporation
B) The utility records in the municipality where the corporation has its principal office
C) The organizational filings with the government of the jurisdiction in which the company is incorporated
D) The shareholder data form filed with the World Bank
4. An attorney hires a fraud examiner to work on an embezzlement case. In connection with the case, the attorney emails the fraud examiner a copy of a memorandum that is protected by a legal professional privilege. Which of the following statements is most accurate?
A) The attorney waived the privilege because they transmitted the protected information to a third party.
B) The attorney did not waive the privilege because the legal professional privilege belongs to the client, not the attorney.
C) The attorney did not waive the privilege because the attorney hired the fraud examiner to work on the case.
D) The attorney waived the privilege because they used email to transmit the protected information.
5. Which of the following statements regarding the qualifications of expert witnesses in most inquisitorial jurisdictions is CORRECT?
A) Certification in a specific field is always enough to qualify an expert
B) Experts are generally prohibited from serving as expert witnesses in multiple cases
C) The qualification of an expert is generally based on standardized requirements
D) An excerpt is not qualified to testify unless all parties to the litigation approve
Solutions:
| Question # 1 Answer: D | Question # 2 Answer: C | Question # 3 Answer: C | Question # 4 Answer: C | Question # 5 Answer: C |
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